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Simon Hopkins - Chief Executive Officer
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Simon Hopkins has over 20 years' experience in the European investment business.
He started his investment banking career with SG Warburg & Co in 1986, joining UBS
in 1988 as a European equity specialist. From 1990 to 1996 he spent over six years
as a French equity market specialist in Paris, first with HSBC James Capel, then
Nomura France, where as director of French equities he built a highly-rated equity
sales and research business.
In 1996, Mr. Hopkins established Fortune, a diversified hedge fund management and
advisory firm, and its research affiliate Global Fund Analysis. In 2006, Close Brothers
Group plc, a leading UK merchant bank, acquired a controlling interest in the firm.
Today, Fortune manages the Fortune family of funds, and numerous customised mandates,
overseeing over £3 billion for a wide range of institutional clients including insurance
companies, private banks, family offices and endowments. The firm has also seeded
over 20 single strategy funds over the last decade through its unique emerging manager
program. He brings to the Fortune team a deep understanding of global investors
and the driving forces of fund investing.
Mr. Hopkins is a regular commentator on fund industry topics in the financial media
and has addressed numerous conferences, the OECD and the London School of Economics
on hedge fund investing. He graduated with honours from the University of Bristol's
Faculty of Law in 1986.
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Nancy Curtin - Chief Investment Officer
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Nancy Curtin has over 20 years' experience encompassing senior roles in asset
management, private equity and hedge fund investing.
Having started her career as a Financial Analyst for Morgan Stanley in Mergers and
Acquisitions, between 1979-1981 she became Vice President-Corporate Finance at Credit
Suisse First Boston between 1983-1987. She subsequently became a senior portfolio
manager at Rho Asset Management, where she managed the firm's assets across a range
of strategies including global and European equity long/short, relative value, fixed
income and macro. She also developed Rho's private equity businesses in in Berlin,
after the fall of the Berlin Wall. Between 1993-1999 Nancy held a number of positions
at Baring Asset Management including Head of Emerging Markets, Member of European
Investment and Asset Allocation Team as well as Member of the Board of Baring Asset
Management and Baring Venture Partners.
In 1999 Nancy was appointed as Managing Director of Schroders Investment Management
NA and Head of Global Investments for its $20bn Global Mutual Fund Businesses. She
was also CEO of Internet Finance Partners, a venture capital business of Schroders
Plc which invests in leading edge technologies for the financial services industry.
Nancy holds a BA in political science, summa cum laude, from Princeton University
and an MBA from Harvard Business School.
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Jack Schwager - Senior Portfolio Manager
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Jack Schwager is an executive director of the board of Fortune Group and
senior portfolio manager within the Global Fund Analysis team at Fortune. He is
also principal investment manager of the Market Wizards Funds, the flagship fund
of hedge funds series of the Fortune Group.
His prior experience includes over 30 years on Wall Street including 22 years as
director of futures research for some of Wall Street's leading firms, where he also
spent ten years as the co-principal of a commodity trading advisory business. Mr
Schwager began his career with Reynolds Securities as a research analyst (1971 to
1973), and then moved to Loeb Rhoades Hornblower where he became director of futures
research (1973 to 1979). From 1979 to 1983 he was director of futures research at
Smith Barney, and from 1983 to 1984 he was director of research (for one trading
group) at Commodities Corporation. He was director of futures research at Paine
Webber from 1984 to 1988, and director of futures research at Prudential Securities
from 1988 to 1996. Between 1996 and 1999 he continued to work for Prudential as
a consultant.
Mr. Schwager has written extensively on the futures industry and great traders (in
all financial markets). His first book, "A Complete Guide to the Futures Markets",
which was published in 1984, is considered to be one of the classic reference works
in the field. More than a decade later he revised and expanded this original work
into the three-volume series, "Schwager on Futures", consisting of "Fundamental
Analysis" (1995), "Technical Analysis" (1996), and "Managed Trading: Myths and Truths"(1996).
He is also the author of "Getting Started in Technical Analysis" (1999), which is
part of John Wiley's popular "Getting Started" series. Mr Schwager is perhaps best
known for his best-selling series of interviews with the greatest hedge fund managers
of the last two decades, which includes "Market Wizards" (1989), "The New Market
Wizards" (1992), and "Stock Market Wizards" (2001). Mr. Schwager is a frequent seminar
speaker and has lectured on a range of analytical topics with particular focus on
the characteristics of great traders, technical analysis, and trading system evaluation.
He holds a BA in Economics from Brooklyn College (1970) and an MA in Economics from
Brown University (1971).
Click here to see a video of Jack Schwager
speaking at last year's Excellence in Absolute Returns conference.
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Richard Tarvin - Investment Director and Head of Risk
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Richard Tarvin is a co-founder of the firm and serves as Fortune's Executive
Director of Research with a special focus on risk management. He led the research
effort at Global Fund Analysis from its creation.
Richard was educated at the University of New South Wales, where he received a Bachelor
of Science with first class honours in Neurophysiology and consequently received
a Commonwealth Post Graduate Doctoral Scholarship to pursue a Ph.D in Neurophysiology.
Subsequently spending 5 years in medical research, Richard had numerous papers published
in British and American medical journals.
Richard went on to earn an MBA from the Australian Graduate School of Management
in 1990, the foremost MBA School in the Southern Hemisphere. Richard brings to Fortune
an unparalleled background in quantitative and analytical skills as well as an excellent
statistics and computer programming background. He has extensive experience in the
development of trading systems having managed a hedge fund from 1994 to 1996. Prior
to joining Fortune, Richard undertook numerous project assignments for Bank of New York, Bank of America & Mellon Bank. He is an FSA registered representative.
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Mark Ebert - Chairman (Fortune Group)
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Mark Ebert
has over 20 years of M&A and investment banking experience. He is currently
Chairman of the Fortune Group (since 2006) and a director of Lombard Odier Darier
Hentsch's private equity funds (since 2001).
From 2004-2006, Mr Ebert was chairman of Quadrum Partners, a corporate finance advisory
firm based in Zurich. From 2001-2004, he was a Member of the Executive Committee
of Lombard Odier Darrier Hentsch, Geneva/Zurich, responsible for Equity Brokerage,
M&A, Sales & Trading and Private Equity. From 1998-2001 he was joint CEO of
WestLB Panmure, an investment banking / institutional brokerage firm in London and
Dusseldorf, when he also served as a Director of West Private Equity and founded
two of WestLB's private equity funds. From 1990-1998, Mr Ebert was employed by UBS
in London and Zurich where he was the Chairman of its Investment Banking Management
Board, Head of European M&A and Global Co-ordinator of M&A. From 1985-1990
he was Director of trans-Atlantic M&A at Citicorp Scrimgeour Vickers in London.
Prior to that he was an auditor at Price Waterhouse in London.
Mr Ebert is a Certified Public Accountant, resides in Switzerland and is a dual
US and British national. His advisory experience has been focused on financial institutions
and the private equity sectors.
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Gary Thornton - Finance Director
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Gary Thornton qualified as a chartered accountant in 1993 with Moore Stephens,
an international firm of accountants. After spending a further two years working
in their training department, he moved to H W Fisher & Company to become head of
Training and Development. He also managed a select portfolio of clients, with particular
interest in the pensions and financial services sectors.
Gary has been involved with Fortune Asset Management since the first year, and brings
this knowledge, together with more than ten years business experience to his role
as Finance Director.
Gary graduated from Trinity Hall, Cambridge with a degree in Modern Languages (French
and German) and History of Art.
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Jim Ellis - Financial Controller
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Jim Ellis worked for Blick Rothenberg chartered accountants in London from
1997 to early 2003, qualifying in 2000. During this time he also worked at Pitcher
Partners accountants & advisors in Melbourne on a secondment. After leaving Blick
Rothenberg, Jim worked in practice for Cranstoun & Hussein in Brisbane and Ernst
& Young in London before joining Fortune as Finance Manager in March 2004. Jim holds
a BSc Honours in Business Administration and Mathematics from Aston University,
Birmingham. He is a member of the Institute of Chartered Accountants in England
& Wales.
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Frank Casey - President (Fortune USA)
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Frank Casey
has garnered broad capital markets knowledge and alternatives investment experience
over his long career. Frank has always enjoyed being on "the leading edge" of alternative
investments.
Upon leaving the US Army as an Airborne-Ranger Qualified Infantry Captain in 1974,
he joined Merrill Lynch to serve corporations as risk-manager specializing in equity,
oil and metals derivatives hedging until 1982. He then joined Prudential Securities
to advise banks on hedging interest rate exposures, specializing in the nascent
mortgage-origination/MBS-pipeline risks arena until 1994. He then formed his own
risk and portfolio management firms and later marketed option-based portfolio management
strategies for a specialized institutional manager. He has raised assets for alternative
investment managers since 1992.
Joining the firm as President-USA, he primarily serves in a business development
and client service capacity; however, his capital markets experience, honed within
34-years of alternatives investment exposure, also serves the firm when he qualitatively
vets hedge fund managers to discern real alpha talent.
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David Suratgar - Chairman (Fortune Funds Limited and Fortune Capital Limited (Cayman Islands))
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David Suratgar
spent 10 years as legal counsel of the World Bank. Also advisor to the Bank of England, HM Treasury, the European Commission and the European Investment Bank. Morgan Grenfell, director from 1978, deputy chairman from 1992. His consulting roles have included assignments for Morrison and Foerster; Salans, Hertzfeld & Heilbronn; Jones, Day, Reavis & Pogue, the Ministry of Mines of Argentina and European Investment Bank. Served as counsel to Surrey & Morse and to Sullivan & Cromwell (Attorneys at Law). Currently consultant at the law offices of LeBoeuf, Lamb, Greene & MacRae. Graduated University of Oxford (MA Oxon, Law), Columbia University's School of International Affairs (MIA, Economics, International Relations and Law) with a fellowship between 1959 and 1962, also at The Hague Academy of International Law.
Mr Suratgar has lectured in the past on international project finance at Templeton College, Oxford University, Georgetown University Law School, University of Georgia and is a member of the Council of the Royal Institute of International Affairs. He also serves as a member of the Board of BMCE Bank, of the Korea Investment Opportunities Fund and of the advisory board of Pictet Water Fund. He speaks fluent French.
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Charles Gave - President (Fortune Group)
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Charles Gave has been researching tactical asset allocation for nearly thirty
years. Charles was one of the founding investors in Fortune Group.
Charles created a research firm called Cecogest in 1974. In 1986, Charles co-founded
Cursitor-Eaton Asset Management where he was Chief Investment Officer until the
firm was sold in 1995 to Alliance Capital. At Cursitor, Charles managed over US$10bn
of institutional money on a global asset allocation mandate. In 1999, Charles left
Alliance Capital and created GaveKal Research. Charles also sits on the board of
numerous other European companies including Global Fund Analysis and Ecowin in which
he also holds equity participations.
Charles Gave was awarded Order of Merit by the French Government in 2004.
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